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Privacy
FOURTH SECTION CASE OF NNYANZI v. THE UNITED KINGDOM (Application no.
21878/06) JUDGMENT STRASBOURG 8 April 2008 FINAL 08/07/2008 This judgment may
be subject to editorial revision.
In the case of Nnyanzi v. the United Kingdom, The European Court of
Human Rights (Fourth Section), sitting as a Chamber composed of: Lech Garlicki,
President,
Nicolas Bratza,
Stanislav
Pavlovschi,
Ljiljana
Mijović,
David
Thr Bjrgvinsson,
Jn Šikuta,
Pivi
Hirvel,
judges,
and Lawrence
Early, Section
Registrar, Having deliberated in
private on 18 March 2008, Delivers the following
judgment, which was adopted on that date: PROCEDURE 1. The case
originated in an application (no. 21878/06) against the United Kingdom of
Great Britain and Northern Ireland lodged with the Court under Article 34
of the Convention for the Protection of Human Rights and Fundamental
Freedoms (Ňthe ConventionÓ) by a Ugandan national, Ms Evarista Evelyn Nnyanzi
(Ňthe applicantÓ), on 31 May 2006. 2. The
applicant, who had been granted legal aid, was represented by Ms A.
Azam, a lawyer practising in London. The United Kingdom Government (Ňthe
GovernmentÓ) were represented by their Agent, Mr J. Grainger of
the Foreign and Commonwealth Office. 3. The
applicant alleged that her expulsion to Uganda would violate her rights
under Articles 3, 5 and 8 of the Convention. 4. On 10
July 2006 the President of the Chamber decided, in the interests of the
parties and the proper conduct of the proceedings before the Court, to
indicate to the Government of the United Kingdom, under Rule 39 of the
Rules of Court, that the applicant should not be expelled to Uganda until
18 July 2006. 5. On 11
July 2006 the Chamber decided that the application should be communicated
to the respondent Government for their observations and granted priority
under Rule 41. It also decided, under the provisions of Article 29 ¤ 3 of
the Convention, to examine the merits of the application at the same time
as its admissibility and that the Rule 39 indication should remain in force
until further notice. THE FACTS I. THE
CIRCUMSTANCES OF THE CASE 6. The
applicant, who was born in 1965, is a Ugandan national. Her mother and
younger siblings live in Kenya. She is the daughter of Evaristo Nnyanzi, who was a
government minister in Uganda between 1985 and 1986 and subsequently the
Treasurer-General of the Democratic Party. 1. The
events in Uganda 7. The
applicantŐs father has been detained since 1998 on treason charges. Her
father was first arrested in 1986 when the present regime, the National
Resistance Movement (NRM), took power. He was ultimately charged with
treason and detained. In 1987 she was followed and arrested by two men when
she went to visit her father in prison and detained for one day during
which she was asked questions about her fatherŐs political life. She
escaped after claiming to be unwell and being allowed to visit a local
hospital. She subsequently hid at a friendŐs house until her father was
acquitted and released later in 1987. 8. In
October 1996 the applicantŐs father disappeared. He was believed to have
fled to Kenya, having been warned that he was likely to be re-arrested. The
family, including the applicant, also went to live in Kenya for a while,
but she returned to Uganda in January 1997 hoping that the situation had
improved. Towards the end of 1997 she was questioned about her fatherŐs
whereabouts and her passport was confiscated. She obtained another passport
using her real name but a false date of birth. In July 1998 she again
travelled to Kenya and then returned to Uganda. 9. In
September 1998 the applicant obtained a ticket and tourist visa for the
United Kingdom, originally planning to travel as a tourist. 10. On 21
September 1998 she was at home with family members when plain clothes
police officers or soldiers raided the house, looking for evidence. They
had brought the applicantŐs father with them in handcuffs. The applicant
stayed with a friend for a few days and then travelled to the United
Kingdom via Germany. 2. The
applicantŐs arrival in the United Kingdom and the refusal of her asylum
claim 11. On 27
September 1998 the applicant claimed asylum on arrival in the United
Kingdom on the basis of her fatherŐs political activities in Uganda. 12. On 21
November 1999 the Secretary of State refused her application for asylum on
the ground that she had not herself been involved in any political parties
or activities in Uganda and that she had not claimed to have experienced
any arrests, detention or significant problems from the time of her
fatherŐs release in 1987 until the claimed raid on her home in September
1998. This was considered to be evidence that she would not be of any
adverse interest to the Ugandan authorities. Furthermore, she had used the
passport she had obtained from the Ugandan authorities through the correct
channels in the name of Evelyn Allen Nakato to leave Uganda without
apparent difficulties, having previously used this passport to visit Kenya
in 1998 for a holiday after which she had returned to Uganda. Despite her
claims that her passport in the name of Evarista Nnyanzi had been
confiscated earlier by the authorities and that the date of birth on the
passport with which she had left Uganda was false, the names were ones
which she used and which her parents had given her and she had submitted
letters of residence to obtain the passport from the authorities. It was
considered that she would not have been able to leave Uganda through normal
immigration channels had she been of any particular or adverse interest to
the authorities. 13. On 5
July 2000 a Special Adjudicator dismissed the applicantŐs appeal against
the Secretary of StateŐs decision to refuse her asylum claim. He found that
there was no evidence that she had been deeply associated with her fatherŐs
political activities. She held no personal political opinion, had not been
politically active and had given no evidence at the hearing to demonstrate
that she was any closer to her father than any other family members. Her
arrest in 1987 had not occurred because of any imputed political opinion
but was rather to inquire about her father. Following her release the
authorities had shown no further interest in her. After returning from
Kenya in 1997 she continued to live at home and was thus easy to locate.
The applicantŐs assertion that she was believed by the authorities in
Uganda to be involved in rebel activities and to assist her father
politically was emphatically rejected. 14. On 26
September 2000 the Immigration Appeal Tribunal (IAT), by a majority of two
to one, refused her appeal against the determination of the Special
Adjudicator. It found that the Special Adjudicator was not correct in
stating that there was no evidence of individuals being at risk of
persecution because of the political activities of their relatives, as he
should have considered and made a finding on a letter from the Democratic
Party before him which contained evidence to the contrary. The Special
Adjudicator had also erred in stating that the applicant had claimed to
have been followed but never accosted or apprehended after she returned
from Kenya in 1997 and it would have been better if he had referred to the
applicantŐs claim to have gone into hiding when concluding that the
authorities had shown no further interest in her after her release. Though
the applicant was a credible witness and events in Uganda had given rise to
a genuine fear of persecution on her part, she had not been seriously
ill-treated when detained for a short time in 1986 and questioned about her
fatherŐs political activities. Her representative had conceded at the
hearing that she had not been subjected to past persecution. There was no
evidence that the authorities were looking for the applicant in the period
between her being questioned and her fatherŐs release in 1987. However, it
was noted that this may have been because she was in hiding. After the
applicantŐs father disappeared in October 1997 there was a period before
she went to Kenya during which the authorities could have found her at her
home and arrested her if they had wanted to do so. They could have arrested
her at any time between her return to Uganda in January 1997 and September
1998, except for a brief period from July 1998 during which she
returned to Kenya. During this period, the applicant believed that she was
being watched and followed. If this was the case and the authorities had as
serious an interest in her as she claimed, it was difficult to understand
why they had not arrested her. Whilst in late 1997 she was accosted by
two men who asked her if she knew where her father was and confiscated her
original passport, they did not arrest her or subject her to the
persecution she claimed to fear. If she was correct and the authorities
were looking for her father they were as likely to obtain information from
her during that period as they would be during the period after he was
detained. 15. The IAT
also dismissed the applicantŐs assertion that the authorities believed her
to be involved in rebel activities and to have assisted her father
politically. It considered that the authorities could have arrested the
applicant either during the periods outlined above or in September 1998,
when they brought her father to the house in handcuffs when she was
present. There was no claim that the applicant or any other member of the
family present at that time had been arrested. The evidence showed that the
only real interest the authorities had in the applicant was in discovering
her fatherŐs whereabouts. They no longer needed this information since he
was in custody. Though the applicant sought to argue that the Ugandan
authorities might still wish to obtain information from her, which would
assist the conviction of her father or his associates, it was likely that
they were looking for incriminating evidence when they searched the home in
September 1998. However they did not arrest the applicant. Having regard to
the country information reports, the tribunal also found that there was no
evidence that family members of political opponents were negatively
associated or as a result persecuted in any way. 16. The
two-member majority of the IAT did not find that the applicant had
established a reasonable degree of likelihood that, as a family member of
an opposition politician, she would herself be at risk of persecution. The
minority member, however, considered that the applicant, because of her
fatherŐs political position, would be perceived by the Ugandan Government
as a political opponent. Moreover, the Government might attempt, by use of
force if necessary, to obtain evidence from her to be used against her
father at trial. The majority of the IAT recommended on humanitarian
grounds that the Secretary of State reconsider the applicantŐs position, in
the light of her genuine subjective fear of returning to Uganda. 17. On 16
October 2000 the IAT refused the applicant permission to appeal to the
Court of Appeal on the basis that the grounds of appeal did not disclose
any arguable point of law. 3. The
applicantŐs human rights appeal 18. By a
letter dated 13 February 2001 the applicant made further representations to
the Secretary of State claiming that her removal from the United Kingdom
would be a breach of the latterŐs obligations under Articles 3, 5, 8, 9 and
10 of the Convention and the Human Rights Act 1998. 19. By a
letter dated 4 June 2001 the Secretary of State rejected these
representations, inter alia, on the basis that the Special
Adjudicator and IAT had addressed all the reasons in their determinations
and that the concerns raised under Article 8 in relation to difficulties
the applicant might suffer in Uganda did not engage the United KingdomŐs
obligations. 20. On 11
January 2005 an Adjudicator refused the applicantŐs human rights appeal
under section 65(1) of the Immigration and Asylum Act 1999 (Ň1999 ActÓ, see
paragraph 27 below). He was of the opinion that as the applicantŐs claim
had been considered and dismissed by both a Special Adjudicator and the
IAT, albeit on a majority decision, he needed to consider whether there
were any circumstances that had arisen since the date of the IATŐs decision
that would provide exceptional circumstances sufficient to engage Article
3. Though the current conditions in Uganda were certainly no better than
they were at the time the applicant had left the country, there was nothing
to suggest that they had seriously deteriorated or that the position of her
father had worsened. The Adjudicator noted that the applicantŐs cousin had
informed her that the remainder of her family were well in Uganda and that
her legal representative had conceded that there was no emphatic ground to
contend that Article 3 would be breached should the applicant be returned
to Uganda. He further observed that, with commendable honesty, the
applicantŐs legal representative had accepted that the Article 3 claim
would be hard to uphold and had rather sought to concentrate on the Article
8 claim. As regards the applicantŐs submissions under Article 8, the
Adjudicator found that the applicant had established a private and not family
life in the United Kingdom as the relationship she enjoyed with a male
friend did not constitute family life. Though she had established a private
life during her stay in the United Kingdom in excess of six years,
revolving around her employment in a church and her accountancy studies,
her removal to Uganda, however sympathetic one might be to her
circumstances, would not be disproportionate. 21. In
mid-February 2005 the applicant was detained with a view to effecting her
removal from the United Kingdom and removal directions were set for her
return to Uganda on 19 February 2005. 22. On the
evening of 18 February 2005 the applicantŐs solicitors obtained an
injunction from a High Court judge over the telephone restraining the
Secretary of State from removing the applicant from the United Kingdom. 23. On 19
February 2005 the applicant issued an application for permission to apply
for judicial review of her removal directions on the basis that her removal
would be in breach of her rights under the Convention. 24. By an
order dated 1 April 2005, the applicantŐs application for permission to
apply for judicial review was refused by a High Court judge following
consideration of the documents. The judge refused the application holding
that it was an abuse of process and merely an attempt to frustrate her
removal directions since there had been no application for permission to
appeal against the AdjudicatorŐs determination dated 11 January 2005. 25. By a
letter dated 27 March 2006 the Secretary of State refused the applicant
discretionary leave to remain in the United Kingdom and found that the
applicantŐs further submissions did not amount to a fresh claim. All the
points raised in her submissions had already been addressed when the
applicantŐs earlier claim had been determined and they were not
significantly different from the material that had previously been
considered. The applicantŐs fears that she might be detained, tortured or
subjected to degrading treatment given the manner of her escape were
considered speculative as she had provided no evidence to support this
claim. The applicant had failed to provide any evidence that the Ugandan
authorities were of the opinion that she could assist them with any
inquiries regarding her father. No new or compelling evidence had been
provided. Article 8 had already been considered during her appeal against
the refusal of her human rights application and all the issues she had
raised in her current representations had also been raised before and
considered thoroughly by the Adjudicator. Furthermore, the applicant had
the opportunity to apply for permission to appeal against the AdjudicatorŐs
determination of 11 January 2005 but had failed to do so. 26. Following the
application of Rule 39 and communication of this case to the Government for
their observations, the applicant was released from detention and granted
temporary admission into the United Kingdom, with a requirement to report
on a fortnightly basis. The Government confirmed in writing that, as a
result of the Rule 39 indication, the applicant would not be removed from
the United Kingdom pending the conclusion of the proceedings before the
Court. II. RELEVANT
DOMESTIC LAW AND PRACTICE A. Immigration
legislation and rules 27. Paragraph
23 of the Immigration and Asylum Act 1999 (Ň1999 ActÓ in force at the
relevant time) provided: Ň(1) If the
Immigration Appeal Tribunal has made a final determination of an appeal
brought under Part IV, any party to the appeal may bring a further appeal
to the appropriate appeal court on a question of law material to that
determination. (2) An appeal under
this section may be brought only with the leave of the Immigration Appeal
Tribunal or, if such leave is refused, of the appropriate appeal court. (3) ŇAppropriate
appeal courtÓ meansŃ (a) if the appeal is
from the determination of an adjudicator made in Scotland, the Court of
Session; and (b) in any other case,
the Court of Appeal.Ó 28. Section
65 under Part IV of the 1999 Act stipulates as follows: Ň(1) A person who
alleges that an authority has, in taking any decision under the Immigration
Acts relating to that personŐs entitlement to enter or remain in the United
Kingdom, acted in breach of his human rights may appeal to an adjudicator
against that decision unless he has grounds for bringing an appeal against
the decision under the [1997 c. 68.] Special Immigration Appeals Commission
Act 1997. (2) For the purposes
of this Part, an authority acts in breach of a personŐs human rights if he
acts, or fails to act, in relation to that other person in a way which is
made unlawful by section 6(1) of the [1998 c. 42.] Human Rights Act 1998. (3) Subsections (4)
and (5) apply if, in proceedings before an adjudicator or the Immigration
Appeal Tribunal on an appeal, a question arises as to whether an authority
has, in taking any decision under the Immigration Acts relating to the
appellantŐs entitlement to enter or remain in the United Kingdom, acted in
breach of the appellantŐs human rights. (4) The adjudicator,
or the Tribunal, has jurisdiction to consider the question. (5) If the
adjudicator, or the Tribunal, decides that the authority concerned acted in
breach of the appellantŐs human rights, the appeal may be allowed on that
ground.Ó 29. Paragraph
22 (1) of Schedule 4 to the 1999 Act provided: Ň(1) Subject to any
requirement of rules made under paragraph 3 as to leave to appeal, any
party to an appeal, other than an appeal under section 71 (removal of
asylum claimants to safe third countries), to an adjudicator may, if
dissatisfied with his determination, appeal to the Immigration Appeal
Tribunal. (2) The Tribunal may
affirm the determination or make any other determination which the
adjudicator could have made.Ó 30. Section
82 of the Nationality, Immigration and Asylum Act 2002 (Ň2002 ActÓ)
reads, as relevant: Ň1) Where an
immigration decision is made in respect of a person he may appeal to an
adjudicator. (2) In this Part
Ňimmigration decisionÓ meansŃ (a) refusal of leave
to enter the United Kingdom, (b) refusal of entry
clearance, (c) refusal of a
certificate of entitlement under section 10 of this Act, (d) refusal to vary a
personŐs leave to enter or remain in the United Kingdom if the result of
the refusal is that the person has no leave to enter or remain, (e) variation of a
personŐs leave to enter or remain in the United Kingdom if when the
variation takes effect the person has no leave to enter or remain, (f) revocation under
section 76 of this Act of indefinite leave to enter or remain in the United
Kingdom, (g) a decision that a
person is to be removed from the United Kingdom by way of directions under
section 10(1)(a), (b) or (c) of the Immigration and Asylum Act 1999 (c. 33)
(removal of person unlawfully in United Kingdom), (h) a decision that an
illegal entrant is to be removed from the United Kingdom by way of
directions under paragraphs 8 to 10 of Schedule 2 to the Immigration Act
1971 (c. 77) (control of entry: removal), (i) a decision that a
person is to be removed from the United Kingdom by way of directions given
by virtue of paragraph 10A of that Schedule (family), (j) a decision to make
a deportation order under section 5(1) of that Act, and (k) refusal to revoke
a deportation order under section 5(2) of that Act...Ó 31. Section
101 of the 2002 Act states that: ŇA party to an appeal
to an adjudicator under section 82 or 83 may, with the permission of the
Immigration Appeal Tribunal, appeal to the Tribunal against the
adjudicatorŐs determination on a point of law.Ó 32. Regulation
3 of the Nationality, Immigration and Asylum Act 2002 (Commencement No. 4)
Order 2003 (ŇCommencement Order 2003Ó) provided: Ň(1) Subject to
Schedule 2, the new appeal provisions are not to have effect in relation to
events which took place before 1 April 2003 and notwithstanding their
repeal by the provisions of the 2002 Act commenced by this Order, the old
appeals provisions are to continue to have effect in relation to such
events.Ó 33. Regulation
4(3) of the Commencement Order 2003 specified that an event had taken place
under the old Immigration Acts where inter alia (a) a notice was served or
(b) a decision was made or taken. 34. The
Nationality, Immigration and Asylum Act 2002 (Commencement No. 4)
(Amendment) (No. 2) Order 2003 (ŇCommencement Amendment Order 2003Ó)
amended the Commencement Order 2003. Article 4, which came into force on 9
June 2003, amended the transitional provisions for appeals by applying
sections 101(1) to (3), 102 and 103 of the 2002 Act (which relate to
further appeals by a party to an appeal to an Adjudicator, and to statutory
review of decisions of the Immigration Appeal Tribunal upon applications
for permission to appeal against an AdjudicatorŐs determination) in
relation to an appeal under Part IV of the 1999 Act which was determined by
an Adjudicator on or after 9 June 2003. 35. Paragraph
353 of the Immigration Rules (HC 395, as amended by HC 1112) states that: ŇWhen a human rights
or asylum claim has been refused and any appeal relating to that claim is
no longer pending, the decision maker will consider any further submissions
and, if rejected, will then determine whether they amount to a fresh claim.
The submissions will amount to a fresh claim if they are significantly
different from the material that has previously been considered. The
submissions will only be significantly different if the content: (i) had not already
been considered; and (ii) taken together
with the previously considered material, created a realistic prospect of
success, notwithstanding its rejection.Ó III. RELEVANT
COUNTRY BACKGROUND INFORMATION ON UGANDA 36. Paragraph
3.7.12 of the Home Office Operational Guidance Note on Uganda issued on 15
January 2007 states: ŇDespite the
relaxation on the rules governing political parties and the move towards
multi-party politics, opposition political parties continued to face
restrictions on their ability to assemble and organise and their supporters
were subject to harassment and sometimes ill-treatment by the authorities.
Some opposition supporters were detained by the security forces and some
face charges of treason. However, others who were similarly detained were
released without charge. In some cases particularly those of prominent
members of political parties or those accused of treason who have been
detained for long periods of time and who have suffered ill-treatment at
the hands of the Ugandan authorities a grant of asylum or Humanitarian
Protection may be appropriate. However, in other cases such as that of a
low level activist detained for few days and then released without charge
the harassment suffered will not reach the level of persecution or breach
Article 3 of the ECHR and therefore they will not qualify for grant of
asylum or Humanitarian Protection.Ó 37. The
U.S. State Department (USSD) Report on Human Rights Practices in Uganda
released on 8 March 2006 states at paragraph 1(f) that: ŇThere were reports
that the government punished family members of suspected criminals and
political opposition members.Ó However the next USSD
Report on Uganda released on 6 March 2007 explains at paragraph 1 (f) that: ŇUnlike in the
previous year, there were no reports that the government punished family
members of suspected criminals and political opposition members.Ó 38. The
Immigration and Refugee Board of CanadaŐs report entitled ŇUganda:
Treatment of family members of political opponents and suspected members of
rebel movements such as Allied Defence Forces (ADF) and the Lords
Resistance Army (LRA)Ó published on 4 October 2000 cites the
following incident: ŇA mother of an
alleged ADF rebel chief, Jamil Mukulu, whom security forces questioned
several times regarding her sonŐs whereabouts, was reportedly harassed and
tortured by members of the Directorate of Military Intelligence (The
Monitor 16 August 1999).Ó THE LAW 39. The
applicant complained that her expulsion to Uganda would violate her rights
protected by Articles 3, 5 and 8 of the Convention. I. THE
GOVERNMENTŐS OBJECTION ON NON-EXHAUSTION A. The
partiesŐ submissions 40. The
Government submitted that the applicant had failed to exhaust all available
domestic remedies. Relying on Paragraph 23 of the 1999 Act, they argued
firstly that the applicant had failed to renew her application for leave to
appeal against the IATŐs decision of 26 September 2000 before the Court of
Appeal once such leave had been refused by the IAT (see paragraph 26
above). Secondly, the applicant had failed to apply for permission to
appeal from the Adjudicator to the IAT in her human rights appeal (see
paragraph 28 above). As the decision under appeal in the present case had
been taken on 4 June 2001, when the Secretary of State had initially
refused her appeal on human rights grounds, the 1999 Act was still
applicable following the provisions of the Commencement Order 2003
(see paragraphs 31 and 32 above). Thirdly, the applicant had failed to
apply for permission to apply for judicial review of the Secretary of
StateŐs decision of 27 March 2006. Finally, the applicant could have made
further representations to the Secretary of State if there had been a
relevant change of circumstances which she had not previously raised before
the domestic authorities. If any such further submissions had been accepted
as a fresh claim, she would have a right of appeal under section 82 of the
2002 Act (see paragraph 29 above). If her further submissions were rejected
and not accepted as amounting to a fresh claim she could bring judicial
review proceedings. The High Court could grant an injunction to prevent her
removal from taking place before her judicial review application had been
considered. However, this was very unlikely given the lack of evidence of a
relevant change of circumstances and the comments made by the High Court
judge in relation to her last application for leave to apply for judicial
review. 41. The
applicant did not respond to the first two of the GovernmentŐs submissions.
With regards to the GovernmentŐs assertion that she could have applied for
permission for judicial review of the decision of 27 March 2006,
she claimed that her previous solicitors had advised her that as her first
application for judicial review had been refused and that there had been no
change of circumstances, a successful second application for judicial
review was unlikely. As for the GovernmentŐs final submission that she
could have made further representations to the Secretary of State, the
applicant contended that the Government themselves had recognised that
there was no material that had not been previously considered and that
therefore a fresh claim was not a realistic remedy. Furthermore, the
Government had not argued that she would have stood any realistic prospects
of success in any judicial review or fresh application. B. The
CourtŐs assessment 42. The
Court recalls that the rule of exhaustion of domestic remedies in Article
35 ¤ 1 of the Convention requires applicants first to use the remedies provided
by the national legal system, thus dispensing States from answering before
the European Court for their acts before they have had an opportunity to
put matters right through their own legal system. The burden of proof is on
the Government claiming non-exhaustion to satisfy the Court that an
effective remedy was available in theory and in practice at the relevant
time, namely, that the remedy was accessible, capable of providing redress
in respect of the applicantŐs complaints and offered reasonable prospects
of success (see T. v. the United Kingdom [GC], no. 24724/94,
16 December 1999, ¤ 55). Further, where there is a choice of remedies
open to an applicant, Article 35 must be applied to reflect the practical
realities of the applicantŐs position in order to ensure the effective
protection of the rights and freedoms guaranteed by the Convention (Hilal v.
the United Kingdom (dec.), no. 45276/99, 8 February 2000). 43. As to
the GovernmentŐs submission that the applicant failed to exhaust available
domestic remedies by not renewing her application for leave to appeal
against the IATŐs decision of 26 September 2000 to the Court of Appeal, the
Court notes that this option was available to her under Paragraph 23 of the
1999 Act which provided only for appeals on Ňa question of lawÓ.
According to the reasons given by the IAT, permission to appeal to the
Court of Appeal was refused on the basis that the applicantŐs grounds of
appeal did Ňnot disclose any arguable point of lawÓ. Having regard to the
clear position taken by the IAT, the Court is not persuaded that the
Government have shown that a renewed application to the Court of Appeal for
leave to appeal would have offered any reasonable prospects of success. 44. As
regards the GovernmentŐs second submission regarding non-exhaustion (see
paragraph 39 above), even assuming that the applicant could have applied to
the IAT against the AdjudicatorŐs refusal of her human rights appeal of
11 January 2005 following the provisions of the Commencement Order 2003,
despite the entry into force of the Commencement Amendment Order 2003 cited
above (see paragraph 33 above), the Court does not regard this as a remedy
which was accessible, capable of providing redress and offering reasonable
prospects of success. In so finding, the Court observes that it was not
entirely clear which provisions were applicable to the applicantŐs case due
to the change to the applicable legislation introduced by the 2002 Act and
its concomitant Commencement Orders. The Court further notes the AdjudicatorŐs
observation during the January 2005 hearing that the applicantŐs
representative herself had conceded that the Article 3 point was difficult
to uphold and considers this to be strong evidence that any further appeal,
if available, would offer little if any prospects of success. In light of
the foregoing, the Court finds that the applicantŐs application to the
Secretary of State on human rights grounds and her subsequent appeal
against that decision to an Adjudicator under section 65 of the 1999 Act,
all following the failure of her initial asylum claim, were sufficient to
dispense her from the obligation to exhaust all domestic remedies under
Article 35 ¤ 1 of the Convention. 45. As to
the GovernmentŐs third submission that the applicant could have applied for
permission to apply for judicial review of the Secretary of StateŐs
decision of 27 March 2006, the Court notes the applicantŐs explanation that
she was advised by her solicitors not to pursue leave to apply for judicial
review for a second time, as there was no new evidence to support her
claims. In light of the applicantŐs unsuccessful application for leave to
apply for judicial review in April 2005 and the lack of any new evidence,
the Court similarly finds that this remedy offered little if any prospects
of success. Finally, the Court does not consider the GovernmentŐs final
submission that the applicant could have made further representations to
the Secretary of State tenable, as by the GovernmentŐs own admission there
was no material which had not been considered previously. It follows that
this was not an adequate or effective remedy for the purposes of Article 35
¤ 1 of the Convention. 46. In view
of the foregoing, the Court dismisses the GovernmentŐs objections on
non-exhaustion. It concludes that the application is not manifestly
ill-founded within the meaning of Article 35 ¤ 3 of the Convention. Nor
have any other grounds for declaring it inadmissible been established. It
must therefore be declared admissible. II. ALLEGED
VIOLATION OF ARTICLE 3 OF THE CONVENTION 47. The
applicant complained that her expulsion to Uganda would violate Article 3
of the Convention as there was a real risk that she would be ill-treated
upon return. Article 3 reads as
follows: ŇNo one shall be
subjected to torture or to inhuman or degrading treatment or punishment.Ó A. The partiesŐ
submissions 1. The applicant 48. The
applicant submitted that she faced a real and immediate risk of
ill-treatment and arbitrary detention if returned to Uganda. She would be
targeted due to the political activities of her father who had been
detained without trial in Uganda since 1998 on treason charges. The
authorities might ill-treat her in order to extract information concerning her
father. She argued that the fact that her original passport had been
confiscated and that she had once been detained and twice interrogated
before her arrival in the United Kingdom was evidence of her past
persecution. She emphasised that the domestic authorities had all found her
to be credible and had concluded that she had a genuine subjective, if not
objectively reasonable, fear of persecution. She relied on the 2006 US
State Department Report which referred to accounts that the Ugandan
government had punished family members of, inter alia, political
opponents (see paragraph 36 above) and the 2000 report published by the
Immigration and Refugee Board of Canada, which recounted an incident when
the mother of an alleged rebel chief was harassed and tortured after being
questioned several times concerning her sonŐs whereabouts (see paragraph 37
above), as objective country evidence that family members of political
opponents were at risk in Uganda. 2. The Government 49. The
Government submitted that the applicant had produced no evidence to
displace the findings of the IAT on her asylum claim and the Adjudicator on
her human rights appeal that her return to Uganda would not constitute a
breach of Article 3. In particular, they noted that her legal representative
had accepted that her Article 3 claim Ňwould be hard to upholdÓ before the
Adjudicator on 11 January 2005. The IAT and both Adjudicators had concluded
that the applicant held no political opinion of her own, had not been
politically active and had not in any way been perceived as having assisted
her father politically. Available country information on Uganda did not
indicate that the applicant might suffer persecution in her own right or by
any form of association with her father. While it was accepted that the
Ugandan government might still target political opponents, the applicant
would not be perceived as a political opponent herself and neither was
there any reasonable likelihood that she would be targeted merely because
of her father. B. The CourtŐs
assessment (a) General
principles i. Responsibility
of Contracting States in the event of expulsion 50. It is
the CourtŐs settled case-law that as a matter of well-established international
law, and subject to their treaty obligations, including those arising from
the Convention, Contracting States have the right to control the entry,
residence and removal of aliens (see, among many other authorities, Abdulaziz,
Cabales and Balkandali v. the United Kingdom, judgment of
28 May 1985, Series A no. 94, ¤ 67, and Boujlifa v.
France,
judgment of 21 October 1997, Reports of Judgments and Decisions
1997-VI,
¤ 42). In addition, neither the Convention nor its Protocols confer
the right to political asylum (see Vilvarajah and Others v. the
United Kingdom, judgment of 30 October 1991, Series A no. 215, ¤ 102,
and Ahmed
v. Austria, judgment of 17 December 1996, Reports 1996-VI, ¤ 38,
cited in Saadi
v. Italy,
[GC], no. 37201/06, judgment of 28 February 2008, ¤¤ 124). 51. However,
expulsion by a Contracting State may give rise to an issue under Article 3,
and hence engage the responsibility of that State under the Convention,
where substantial grounds have been shown for believing that the person concerned,
if deported, faces a real risk of being subjected to treatment contrary to
Article 3. In such a case Article 3 implies an obligation not to deport the
person in question to that country (see Soering v. the
United Kingdom, judgment of 7 July 1989, Series A no. 161,
¤¤ 90-91; Vilvarajah and Others, cited above, ¤ 103; Ahmed, cited above,
¤ 39; H.L.R.
v. France,
judgment of 29 April 1997, Reports 1997-III, ¤ 34; Jabari
v. Turkey, no. 40035/98, ¤ 38, ECHR 2000-VIII; Salah
Sheekh v. the Netherlands, no. 1948/04, ¤ 135,
11 January 2007; and Saadi, cited above, ¤ 125). ii. Material
used to assess the risk of exposure to treatment contrary to Article 3 of
the Convention 52. In determining
whether substantial grounds have been shown for believing that there is a
real risk of treatment incompatible with Article 3, the Court will take as
its basis all the material placed before it or, if necessary, material
obtained proprio
motu
(see H.L.R. v.
France,
cited above, ¤ 37, and Hilal v. the United Kingdom, no. 45276/99,
¤ 60, ECHR 2001-II). In cases such as the present the CourtŐs
examination of the existence of a real risk must necessarily be a rigorous
one (see Chahal
v. the United Kingdom, judgment of 15 November 1996, Reports 1996-V,
¤ 96; and Saadi, cited above, ¤ 128). 53. It is in principle
for the applicant to adduce evidence capable of proving that there are
substantial grounds for believing that, if the measure complained of were
to be implemented, he would be exposed to a real risk of being subjected to
treatment contrary to Article 3 (see N. v. Finland,
no. 38885/02, ¤ 167, 26 July 2005). Where such evidence is
adduced, it is for the Government to dispel any doubts about it. 54. In
order to determine whether there is a risk of ill-treatment, the Court must
examine the foreseeable consequences of sending the applicant to the
receiving country, bearing in mind the general situation there and his
personal circumstances (see Vilvarajah and Others, cited above,
¤ 108 in
fine; and Saadi, cited above, ¤¤ 128-129). 55. To that
end, as regards the general situation in a particular country, the Court
has often attached importance to the information contained in recent
reports from independent international human-rights-protection associations
such as Amnesty International, or governmental sources, including the US
State Department (see, for example, Chahal, cited above,
¤¤ 99-100; Mslim
v. Turkey,
no. 53566/99, ¤ 67, 26 April 2005; Said v. the Netherlands, no. 2345/02,
¤ 54, 5 July 2005; and Al-Moayad v. Germany (dec.), no.
35865/03, ¤¤ 65-66, 20 February 2007). At the same time, it has held
that the mere possibility of ill-treatment on account of an unsettled
situation in the receiving country does not in itself give rise to a breach
of Article 3 (see Vilvarajah and Others, cited above,
¤ 111, and Fatgan Katani and Others v. Germany (dec.), no.
67679/01, 31 May 2001) and that, where the sources available to it describe
a general situation, an applicantŐs specific allegations in a particular
case require corroboration by other evidence (see Mamatkulov and
Askarov v. Turkey [GC], nos. 46827/99 and
46951/99, ¤ 67, ECHR 2005-I ¤ 73; Mslim, cited above,
¤ 68; and Saadi, cited above, ¤ 131). 56. With
regard to the material date, the existence of the risk must be assessed
primarily with reference to those facts which were known or ought to have
been known to the Contracting State at the time of expulsion. However, if
the applicant has not yet been extradited or deported when the Court
examines the case, the relevant time will be that of the proceedings before
the Court (see Chahal, cited above, ¤¤ 85-86, and Venkadajalasarma
v. the Netherlands, no. 58510/00, ¤ 63,
17 February 2004). This situation typically arises when, as in
the present case, deportation or extradition is delayed as a result of an
indication by the Court of an interim measure under Rule 39 of the
Rules of Court (see Mamatkulov and Askarov, cited above,
¤ 69). Accordingly, while it is true that historical facts are of
interest in so far as they shed light on the current situation and the way
it is likely to develop, the present circumstances are decisive (see, Saadi, cited above,
¤ 133). iii. The
concepts of Ňinhuman or degrading treatmentÓ 57. According
to the CourtŐs settled case-law, ill-treatment must attain a minimum level
of severity if it is to fall within the scope of Article 3. The assessment
of this minimum level of severity is relative; it depends on all the
circumstances of the case, such as the duration of the treatment, its
physical and mental effects and, in some cases, the sex, age and state of
health of the victim (see, among other authorities, Price v. the
United Kingdom, no. 33394/96, ¤ 24, ECHR 2001-VII; Mouisel
v. France,
no. 67263/01, ¤ 37, ECHR 2002-IX; and Jalloh v. Germany
[GC],
no. 54810/00, ¤ 67, 11 July 2006). (b) Application
of the above principles to the present case 58. The
Court notes that the most severe form of persecution that the applicant
experienced in Uganda before coming to the United Kingdom was her arrest by
two unidentified men when visiting her father in prison in 1987 and her
subsequent detention for one day during which she was questioned about her
fatherŐs political activities. At no point has it been suggested that she
was ill-treated during her detention. In fact, the applicantŐs own account
is that she was allowed to visit the local hospital after claiming to be
unwell. Accordingly, the Court does not consider that the circumstances of
the applicantŐs detention for one dayŐs duration reach the minimum level of
severity required to fall within the scope of Article 3 (see Price
v. the United Kingdom, cited above, ¤ 24,). As to the
mental effects that such treatment had on the applicant, the Court notes
that she opted to return to Uganda in January 1997, following her flight to
Kenya in the wake of her fatherŐs disappearance, as by her own admission
she was hopeful that the situation would improve. The Court regards the
applicantŐs voluntary return to Uganda and admitted optimism as to the
future as evidence of the limited negative mental effects of her detention. 59. The
Court further observes that the applicant was then left undisturbed until
the end of 1997 when she was questioned about her fatherŐs whereabouts and
her passport was confiscated. Furthermore, she was not in any way harassed
in the time between her return to Uganda in January 1997 and her alleged
questioning at the end of 1997. It is also noteworthy that she was
subsequently able to obtain another passport under another one of her known
and actively used names, with which she was able to travel to Kenya without
any difficulty in July 1998 before again voluntarily returning to Uganda. 60. The
Court views the applicantŐs account that she had initially planned to visit
the United Kingdom as a tourist before late September 1998, when her father
was brought to the family home handcuffed by the authorities who were
searching for evidence, as an indication that she was not fearful of the
situation in Uganda until that event. It further notes the observations of
the domestic authorities in this regard, in particular that of the IAT in
its majority decision of 26 September 2000, that neither the applicant nor
any other family members were arrested or in any way mistreated during the
said raid on the family home, and their conclusion that if the authorities
had intended to use the applicant to extract information to assist in her
fatherŐs conviction they would have done so during the raid of September
1998 when they were specifically looking for incriminating evidence.
Despite the raid on her family home, the Court notes that the applicant
managed to leave Uganda on her own passport a few days after the incident
without any reported difficulties. 61. Moreover,
the Court cannot ignore the fact that the applicantŐs father has now been
in detention and in the custody of the Ugandan authorities for almost ten
years. It considers further that if the authorities had wanted information
concerning the applicantŐs father they would have been more likely to detain
her before he was found and taken into their exclusive custody. Nor has it
been explained why the applicant would be expected to know any more about
her fatherŐs political activities than he himself, particularly after the
passage of almost ten years during which she has been out of the country.
Having regard to all these considerations, the Court finds that no
substantial grounds have been shown for believing that the applicant is of
any continuing special interest to the Ugandan authorities or that she will
be persecuted upon her return. 62. In
support of its above conclusion, the Court takes into consideration the
applicantŐs representativeŐs concession before the Adjudicator on
11 January 2005 that the Article 3 complaint would be hard to uphold
and that there was Ňno emphatic groundÓ on which to contend that Article 3
would be breached. It also notes that despite the fact that the applicantŐs
mother and siblings appear to reside in Kenya, the rest of the family,
including her niece, were doing well in Uganda at the time of the
AdjudicatorŐs determination of January 2005. 63. As is
incumbent upon it, the Court has taken into account all relevant country
information submitted by the parties and that obtained proprio motu. As to the
2006 US State Department (USSD) report on Uganda which the applicant
submitted and its references to reports that the Ugandan Government has
punished family members of opposition members, the Court observes that the
more recent USSD report released in March 2007 explains that Ňunlike in the
previous year, there were no reports that the government punished family
members of suspected criminals and political opposition membersÓ (see
paragraph 36 above). Similarly the Court takes into consideration the Home
OfficeŐs recent Operational Guidance Note on Uganda of 15 January 2007 (see
paragraph 35 above), which states that in cases of low-level activists
detained for a few days and then released without charge the harassment
suffered would not reach a level of persecution in breach of Article 3 of
the Convention. The Court notes that by the applicantŐs own admission she
was not politically active in any way in Uganda, a fact which was
highlighted by the domestic courts and the respondent Government.
Considering that the country information shows that even low-level
activists would not be at risk of persecution in Uganda, the Court finds no
reason to believe that someone who has never been active at all would be at
risk merely by association with a relative. This conclusion is further supported
by the 2007 USSD report cited above. 64. The
Court observes that the only suggestion of potential targeting of the
family members of political opponents is to be found in the applicantŐs
reference to the Immigration and Refugee Board of Canada report dated
October 2000, which refers to an event in 1999 when a mother of an alleged
rebel chief, whom security forces had questioned several times regarding
her sonŐs whereabouts, was reportedly harassed and tortured by members of
the Directorate of Military Intelligence. The Court notes that this event
occurred a significant time ago, approximately nine years, and that it is
unsupported by any other corroborating country evidence as to the existence
of a general risk to the families of political opponents. Furthermore, this
reported incident can be distinguished from the facts of the present case
in that it involved questioning as to a sonŐs whereabouts on numerous
occasions on which the mother had presumably initially failed to cooperate.
In the instant case, however, the applicantŐs fatherŐs location is known as
he has been in detention and in the custody of the authorities for almost
ten years. Furthermore, the applicant has not been detained or questioned
during several periods when it was clearly open to the authorities to do
so. 65. Therefore,
after examining the individual circumstances of the applicant in the light
of the current general situation in Uganda (see Vilvarajah and
Others,
cited above, ¤ 108), the Court finds that no substantial grounds have been
established for believing that she would be exposed to a real risk of
torture or inhuman or degrading treatment within the meaning of
Article 3 of the Convention if expelled. 66. Accordingly,
the expulsion of the applicant to Uganda would not be in violation of
Article 3 of the Convention. III. ALLEGED
VIOLATION OF ARTICLE 5 OF THE CONVENTION 67. The
applicant complained that her expulsion to Uganda would also violate
Article 5 of the Convention as there was a real risk that she would be
detained arbitrarily upon return. 68. In
light of its conclusions on the applicantŐs Article 3 complaint, the Court
finds that no separate issue arises under Article 5 of the Convention. IV. ALLEGED
VIOLATION OF ARTICLE 8 OF THE CONVENTION 69. The
applicant further complained that her removal to Uganda would constitute a
disproportionate interference with her right to respect for her private
life in breach of Article 8 of the Convention, which provides as relevant: Ň1. Everyone
has the right to respect for his private ... life... 2.
There shall be no interference by a public authority with the exercise of
this right except such as is in accordance with the law and is necessary in
a democratic society in the interests of national security, public safety
or the economic well-being of the country, for the prevention of disorder
or crime, for the protection of health or morals, or for the protection of
the rights and freedoms of others.Ó A. The
partiesŐ submissions 70. The
applicant submitted that she had established a private life in the United
Kingdom which involved close ties with her church and her
part-qualification as an accountant. She had a male friend and hoped that
the relationship would develop. Furthermore, the State was responsible for
several instances of delay during the processing of her asylum claim and
subsequent human rights appeal, which rendered her case exceptional. She
had been living in the United Kingdom for almost ten years. Moreover, her
removal to Uganda would be traumatic and would likely exacerbate her
asthmatic condition. 71. The
Government contested that argument. They submitted that the applicantŐs
circumstances were not capable of coming within the ambit of private life
under Article 8 of the Convention as the provision did not provide a right
to choose the country in which a person sought to reside and work without
regard to that countryŐs immigration laws. Even assuming that the applicant
had established private life in the United Kingdom and that it had been
interfered with, such interference was in accordance with the law, pursued
a legitimate aim, namely the maintenance and enforcement of immigration
control, inter
alia,
for the preservation of the economic well-being of the country, the
protection of health and morals and the protection of the rights and
freedoms of others and was proportionate in the circumstances. B. The
CourtŐs assessment 1. Relevant
principles 72. The
Convention does not guarantee the right of an alien to enter or to reside
in a particular country. However, the removal of a person from a country
where close members of his family are living may amount to an infringement
of the right to respect for family life as guaranteed in
Article 8 ¤ 1 of the Convention (see Moustaquim v.
Belgium,
judgment of 18 February 1991, Series A no. 193, p. 18, ¤ 36). The Court has
also recognised that, regardless of the existence or otherwise of Ňfamily
lifeÓ, and depending on the circumstances of a particular case, such
removal may also give rise to an infringement of an applicantŐs right to
respect for his private life (see ner v. the
Netherlands [GC], no. 46410/99, ECHR 2006-, ¤ 59). 73. The
Court also reiterates its finding in Bensaid v. the United Kingdom (no.
44599/98, judgment of 6 February 2001 at ¤ 46) that Ňnot every act or
measure which adversely affects moral or physical integrity will interfere
with the right to respect to private life guaranteed by Article 8.Ó 74. However,
the CourtŐs case-law does not exclude that treatment which does not reach
the severity of Article 3 treatment may nonetheless breach Article 8 in its
private-life aspect where there are sufficiently adverse effects on
physical and moral integrity (see Costello-Roberts v. the United
Kingdom,
judgment of 25 March 1993, Series A no. 247-C, pp. 60-61, ¤ 36). 75. Any
interference with Article 8 rights will infringe the Convention if it does
not meet the requirements of paragraph 2 of Article 8. It is therefore
necessary to determine whether the interference was Ňin accordance with the
lawÓ, motivated by one or more of the legitimate aims set out in that
paragraph, and Ňnecessary in a democratic societyÓ. 2. Application of
the above principles to the present case 76. The
Court does not consider it necessary to determine whether the applicantŐs
accountancy studies, involvement with her church and friendship of
unspecified duration with a man during her stay of almost ten years in the
United Kingdom constitute private life within the meaning of Article 8 ¤ 1
of the Convention. Even assuming this to be the case, it finds that her
proposed removal to Uganda is Ňin accordance with the lawÓ and is motivated
by a legitimate aim, namely the maintenance and enforcement of immigration
control. As to the necessity of the interference, the Court finds that any
private life that the applicant has established during her stay in the
United Kingdom when balanced against the legitimate public interest in
effective immigration control would not render her removal a
disproportionate interference. In this regard, the Court notes that, unlike
the applicant in the case of ner (cited above), the
present applicant is not a settled migrant and has never been granted a
right to remain in the respondent State. Her stay in the United Kingdom,
pending the determination of her several asylum and human rights claims,
has at all times been precarious and her removal, on rejection of those
claims, is not rendered disproportionate by any alleged delay on the part
of the authorities in assessing them. 77. Nor
does the Court find there to be sufficient evidence that the applicantŐs
removal with her asthma condition, which she asserts is exacerbated by
stress, would have such adverse effects on her physical and moral integrity
as to breach her rights under Article 8 of the Convention. 78. Accordingly,
the applicantŐs removal to Uganda would not give rise to a violation of
Article 8 of the Convention. FOR THESE
REASONS, THE COURT UNANIMOUSLY 1. Declares the
application admissible; 2. Holds that the
applicantŐs removal to Uganda would not give rise to a violation of Article
3 of the Convention; 3. Holds that no
separate issue arises under Article 5 of the Convention; 4. Holds that the
applicantŐs removal to Uganda would not give rise to a violation of Article
8 of the Convention. Done in English, and
notified in writing on 8 April 2008, pursuant to Rule 77 ¤¤ 2 and 3 of the
Rules of Court. Lawrence
Early Lech Garlicki
Registrar President NNYANZI v. THE UNITED KINGDOM JUDGMENT NNYANZI v. THE UNITED KINGDOM
JUDGMENT |